Fraud, Insider Trading and Securities Law Issues

This course will examine in depth securities fraud and other current significant issues in the securities laws including insider trading, stock manipulation, accounting fraud, mutual fund regulation, duties of accountants, broker-dealer conflicts of interest, regulation by the exchanges, SEC investigations and enforcement, and criminal prosecutions. Particular attention will be focused on advocacy strategies when practicing before the SEC or a Self-Regulatory Organization.
Credits: 2

Type: SEM