Securities Regulation

Emphasizes the Securities Act of 1933, the registration process, statutory and administrative exemptions from registration, and civil liabilities. Surveys the reporting requirements of the Securities Exchange Act of 1934 and the state Blue Sky laws. Examines the role of the Securities and Exchange Commission and the ethical obligations of securities lawyers.
Credits: 3

Type: LEC

Does this course satisfy the writing requirement? No

Does this course satisfy the skills requirement? No

Does this course have a waitlist? No

When is this course offered? Fall and Spring semesters

Pre- or co-requisites: Corporations

Is this course open to LL.M. students? Yes

Do the credits of this course count toward the specialized program credits that students need for the Banking, Corporate & Finance Law LL.M. Program? Yes

Additional information: Open to students who have completed at least one semester of Corporations and Partnerships.