Financial Institutions II

This course examines nonbank financial institutions and the regulatory framework in which they operate. The course gives particular attention to insurance companies and SEC-registered investment companies (e.g., mutual funds). It also examines hedge funds, private equity funds, investment advisers, securities broker-dealers, commercial finance companies, and the process of securitization.
Credits: 3

Type: LEC

Does this course satisfy the writing requirement? No

Does this course satisfy the skills requirement? No

Enrollment Cap: 50

Does this course have a waitlist? No

When is this course offered? Spring semester only