Publications

  • New York Rules of Professional Conduct, Oxford University Press, Rule Editor and Contributor of Four Chapters (2010).
  • Is Law Firm Discrimination Unethical?, New York Law Journal (August 26, 2010).
  • State Regulation of Unauthorized Practice of Law in Arbitration and Mediation: The Trend Toward Permitting Multijurisdictional Practice in ADR, BNA Securities Regulation & Law Report, 42 SRLR 1561 (August 16, 2010).
  • Supervision Duties Under the Commodity Exchange Act, New York Law Journal (May 27, 2010).
  • Settling Away: Unreported Private Settlement of Customer Complaints in the SecuritiesIndustry, Securities Arbitration Commentator, Vol. 2009, No. 4 (May 2010).
  • Open Questions on the Duty to Advise of the Right to Select Independent Counsel, The Defendant (Spring 2010).
  • Intrafamily Conflicts of Interest Under the Rules of Professional Conduct, New York Law Journal (December 31, 2009).
  • Lying by Proxy: Permissible Trickery and Deception by Undercover Investigators, New York Law Journal (October 13, 2009).
  • Coverage Conflicts for Retained Insurance Defense Counsel, New York Law Journal (July 8, 2009).
  • Client Perjury Under the New Rules of Professional Conduct, New York Law Journal (February 24, 2009).
  • Deception in Undercover Investigations: Conduct Based vs. Status Based Ethical Analysis, 32 Seattle University Law Review 123 (Fall 2008). (Winner of 2008 Otto L. Walter Distinguished Writing Award from New York Law School)
  • Arbitration of Customer Claims Before the New Financial Industry Regulatory Authority, (with James Yellen), New York Law Journal (June 2008).
  • Are Insurance Brokers Professionals? New York Law Journal (August 8, 2006).
  • Statutes of Limitation in Securities Arbitrations, New York Law Journal (June 16, 2005).
  • Ethical Issues in Settlement Negotiations, New York Law Journal (March 14, 2005).
  • Misrepresentation By Omission in Settlement Negotiations: Should There Be A Silent Safe Harbor?, 18 Georgetown J. L. Ethics 179 (Fall/Winter 2004).
  • Pleading Standards in Securities Arbitrations, New York Law Journal (Sept. 20, 2004).
  • Errant E-Mail: Inadvertent Disclosure of Confidential Material Poses Dilemma, New York Law Journal, (October 14, 2003).
  • Ethical, Legal and Practical Implications of Attorney Referral Fees, New York Law Journal (August 7, 2002).
  • Reviewing Legal Implications of Variable Annuities, New York Law Journal (February 26, 2002).
  • Can Negligent Referral to Another Attorney Constitute Legal Malpractice? 17 Touro L. Rev. 639 (Spring 2001).
  • Guidance Given on Discovery in NASD Arbitrations, New York Law Journal (Nov. 13, 2001).
  • New York's Labor Law Section 240: Has it Been Narrowed or Expanded By The Courts Beyond The Legislative Intent?, 44 New York Law School Law Review 45 (2000), 44 NYLSLR 45 (cited with approval in Narducci v. Manhasset Bay Associates, 96 N.Y.2d 259, 727 N.Y.S.2d 37 (2001), and Almanzar v. Goval Realty Corp., 286 A.D.2d 278, 729 N.Y.S.2d 133 (1st Dep’t 2001).